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Net capital rule
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#	Item
631	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-13 08:38:44 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
632	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-19 08:24:05 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Government Finance Net capital rule Municipal Securities Rulemaking Board United States Securities and Exchange Commission United States securities law Financial regulation
633	Microsoft Word[removed]Trading Suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-16 08:52:50 73rd United States Congress Finance Financial system Securities Exchange Act Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
634	Suspension of Trading: Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-09 08:38:32 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
635	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-31 09:04:43 73rd United States Congress Securities Exchange Act Finance Financial economics U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
636	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-12 08:54:07 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
637	Opinion of the Commission: North Woodward Financial Corp. And Douglas A. Troszak Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-14 12:45:56 United States securities law Accounting systems Financial Industry Regulatory Authority Subledger General ledger Trial balance Ledger Bookkeeping Net capital rule Accountancy Finance Business
638	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-26 09:11:24 73rd United States Congress Finance Securities Exchange Act Business U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
639	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-19 08:49:41 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Finance
640	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2013 The Securities and Exchange Commission (“Commission”) announced the tempora Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-24 15:37:01 Finance Financial economics 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation

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